Category: Featured

Bulletin | Taking Care of Business Edition | May 2020

May 29, 2020 | Featured

In this bulletin: The RAQ is Back on Track OSC Issues Progress Report on Its Burden Reduction Initiatives OSC Staff Share Compliance Program Updates during PMAC’s Spring Regulatory and Compliance Webcast FSRA Issues Guidance Concerning Mortgage-Based Investments...

Bulletin | Working From Home Edition | April 2020

Apr 30, 2020 | Featured

In this bulletin: CSA Extends Deadline to Implement Conflicts-Related Client-Focused Reforms by 6 Months CSA and FSRA Extend Timeline for Implementing Changes to Syndicated Mortgages Regime Cyber-Security During the COVID-19 Pandemic and Beyond Get Ready to Report...

Bulletin | Spring Edition | March 2020

Mar 31, 2020 | Featured

In this bulletin: You’ve Activated Your Business Continuity Plan. What’s Next? CSA and OSC Extend Certain Deadlines for Registrants and Investment Funds and Postpose Certain Initiatives FINTRAC Signals Flexibility to Reporting Entities Affected by COVID-19 CSA...

Bulletin | Leap Year Edition | February 2020

Feb 28, 2020 | Featured

In this bulletin: OSC Goes Its Own Way as CSA Finalizes Rule on Embedded Commissions If They Build It (Again), Will They Come? The CSA Proposes a Harmonized, Start-up Crowdfunding Regime CSA Re-Proposes Rules on Non-GAAP and Other Financial Measures Disclosure OPC...