In this bulletin:
- CSA Extends Deadline to Implement Conflicts-Related Client-Focused Reforms by 6 Months
- CSA and FSRA Extend Timeline for Implementing Changes to Syndicated Mortgages Regime
- Cyber-Security During the COVID-19 Pandemic and Beyond
- Get Ready to Report Suspicious Transactions “As Soon As Practicable”
- OSC Revises Certain Registration Processes as Part of Its Burden Reduction Initiative
FAQ Corner:Can our firm use electronic signatures for subscription documents, investment management agreements and similar agreements with the firm’s clients?
In Brief: OSC Temporarily Waives Late Fees for All Market Participants ▪ CSA Temporarily Increases Short-Term Borrowing Limits for Mutual Funds ▪ OSC Scales Back Its Consultation on Business Priorities ▪ Regulators Plan Three-Year Moratorium on Trade Matching Exception Reporting
News & Events: AUM Law Participates in CAASA Podcast and Webinar ▪ Lexology Awards
Click the link to access a PDF of our full, monthly bulletin summarizing these recent developments. >> Monthly Bulletin | Working from Home Edition | April 2020