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Bulletin | Autumn Edition | September 2021

In this month’s bulletin edition, we cover topics such as the OSC’s Annual Summary Report, IIROC’s draft competency profiles for its registration categories and Québec’s proposed new complaint handling process. Read about these developments and more, below.

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NRD Filing Reminders

We would like to remind our clients of a few items to consider with respect to their NRD filing obligations, so that filings are made (and...

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