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Bulletin | Staycation Edition | June 2020

As everyone gets ready for summer, we report on the CSA’s request for feedback on potential changes to the SRO framework, a change in regulatory practice designed to make it easier for client relationship managers to get registered, a significant Federal Court of Appeal ruling on the constitutionality and interpretation of Canada’s Anti-Spam Legislation, the OSC’s plans for the year ahead, and an IOSCO consultation focusing on the use of artificial intelligence by asset managers and market intermediaries. Read about these topics and more in our Staycation edition.

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The RAQ is Back on Track

In March, the Ontario Securities Commission (OSC) announced that due to COVID-19, it was postponing the 2020 Risk Assessment Questionnaire...

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