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Useful Links

Canadian Securities Regulators

  • Canadian Securities Administrators
  • Alberta Securities Commission
  • Autorité des marchés financiers (Quebec)
  • British Columbia Securities Commission
  • Financial and Consumer Services Commission (New Brunswick)
  • Manitoba Securities Commission
  • Newfoundland and Labrador Department of Government Services
  • Northwest Territories Office of the Superintendent of Securities
  • Nova Scotia Securities Commission
  • Nunavut Superintendent of Securities
  • Ontario Securities Commission
  • Prince Edward Island Securities Office
  • Saskatchewan Financial and Consumer Affairs Authority
  • Yukon Office of the Superintendent of Securities

Other Regulators

  • Financial Services Regulatory Agency of Ontario (FSRA)
  • Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)
  • Investment Industry Regulatory Organization of Canada (IIROC)
  • Mutual Fund Dealers Association of Canada (MFDA)
  • Ombudsman for Banking Services and Investments (OBSI)

National Registration and Filing Systems

  • National Registration Database (NRD)
  • National Registration Search (NRS)
  • System for Electronic Document Analysis and Retrieval (SEDAR)
  • System for Electronic Disclosure by Insiders (SEDI)

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