Category: Events

BLG Webinar November

On November 18, Richard Roskies will be speaking alongside BLG lawyers at the BLG’s Investment Management webinar, for which you will have received an invitation. Topics discussed will include regulatory developments relating to digital assets, investment fund prospectus disclosure, enhancements to IRC duties, regulatory burden reduction efforts, financial exploitation and vulnerable clients, and of course the client-focused reforms. Please contact us with any questions and we hope to see you there.

PMAC Fall Regulatory and Compliance Webcast – October 21

AUM Law is a proud sponsor of the Fall Regulatory and Compliance Webcast organized by the Portfolio Management Association of Canada (PMAC) on October 21. Click here to register for the event. AUM Law’s very own Richard Roskies will participate as a speaker to discuss the top compliance challenges and priorities for the next 6-12 months. We hope to (virtually) see you there and don’t forget to drop into our online booth for a chat.

Harvest Portfolios Group Hits $1bn in AUM

We would like to congratulate Harvest Portfolios Group for breaking through the coveted milestone of $1bn of assets under management regarding their suite of prospectus funds!

January 29, 2021