Category: Events

2023 CCLS Education Sub-Committee Event

AUM is happy to have sponsored the Conduct, Compliance and Legal Section (CCLS) Education Sub-committee of the Canadian Investment Regulatory Organization (CIRO) event, alongside Borden Ladner Gervais (BLG) on November 30. November 30, 2023

Canada’s Annual AIMA’s Regulatory Forum

AUM Law’s founder Kevin Cohen had the pleasure of moderating the annual AIMA Canada Regulatory Forum, which discusses a number of current topics impacting compliance, registration and investment funds, as well as questions for the regulators on November 30. November...

Q Wealth Partners National Conference – December 7-9

AUM Law is proud to sponsor the Q Wealth Partners National Conference held at the St. Regis Hotel in Toronto on December 7-9. AUM’s very own William (Bill) Donegan will participate as a speaker on December 9, to discuss the topic of SRO Consolidation. November 30,...

PMAC National Conference November 16

We are proud to be sponsoring the Portfolio Management Association of Canada (PMAC) Annual Conference, alongside Borden Ladner Gervais (BLG) on November 16 at the Fairmont Royal York in Toronto. Click here to see the agenda and register for the event, and please stop...

BLG Webinar November

On November 18, Richard Roskies will be speaking alongside BLG lawyers at the BLG’s Investment Management webinar, for which you will have received an invitation. Topics discussed will include regulatory developments relating to digital assets, investment fund...

PMAC AML Training

AUM Law’s very own Chris Tooley will be presenting to a large audience of PMAC member firms on November 29 on the subject of AML training. Please contact us for more details.

AUM Law Speaks at PMAC Conference

On May 12, AUM Law’s Chris Tooley will participate as a speaker at the Portfolio Management Association of Canada (PMAC) Spring Regulatory & Compliance Webcast on FINTRAC audits and Richard Roskies will also be speaking on the topic of OSC audits. April 30,...

Harvest Portfolios Group Hits $1bn in AUM

We would like to congratulate Harvest Portfolios Group for breaking through the coveted milestone of $1bn of assets under management regarding their suite of prospectus funds! January 29, 2021