Category: Events
Oct 29, 2021 | Events, News, Regulatory Compliance
On November 18, Richard Roskies will be speaking alongside BLG lawyers at the BLG’s Investment Management webinar, for which you will have received an invitation. Topics discussed will include regulatory developments relating to digital assets, investment fund prospectus disclosure, enhancements to IRC duties, regulatory burden reduction efforts, financial exploitation and vulnerable clients, and of course the client-focused reforms. Please contact us with any questions and we hope to see you there.
Oct 29, 2021 | Events, News, Regulatory Compliance
AUM Law’s very own Chris Tooley will be presenting to a large audience of PMAC member firms on November 29 on the subject of AML training. Please contact us for more details.
Sep 30, 2021 | Events, News, Regulatory Compliance
AUM Law is a proud sponsor of the Fall Regulatory and Compliance Webcast organized by the Portfolio Management Association of Canada (PMAC) on October 21. Click here to register for the event. AUM Law’s very own Richard Roskies will participate as a speaker to discuss the top compliance challenges and priorities for the next 6-12 months. We hope to (virtually) see you there and don’t forget to drop into our online booth for a chat.
Apr 30, 2021 | Events, News
On May 12, AUM Law’s Chris Tooley will participate as a speaker at the Portfolio Management Association of Canada (PMAC) Spring Regulatory & Compliance Webcast on FINTRAC audits and Richard Roskies will also be speaking on the topic of OSC audits.
April 30, 2021
Jan 29, 2021 | Events, News
We would like to congratulate Harvest Portfolios Group for breaking through the coveted milestone of $1bn of assets under management regarding their suite of prospectus funds!
January 29, 2021
Jan 29, 2021 | Events, News, Regulatory Compliance
On February 4, the Portfolio Management Association of Canada (PMAC) will be hosting a virtual webcast. AUM Law’s Kevin Cohen will participate as a panellist to discuss the importance of succession planning from a client, regulatory and business continuity perspective.
January 29, 2021
Jan 29, 2021 | Events, Investment Funds, News
On February 2, AUM Law’s Richard Roskies will participate as a speaker at the InvestorCOM webinar, to discuss Client Focused Reforms and Know Your Product provisions for investment dealers and their representatives.
January 29, 2021
Oct 30, 2020 | Events, News
AUM Law is proud to sponsor the Portfolio Management Association of Canada’s National Conference, Hindsight is 2020: The Year in Review and What Lies Ahead, on November 17. Click here to see the agenda and to register, and please stop by our virtual booth to say hello.
October 30, 2020
Aug 31, 2020 | Events, News, Regulatory Compliance
AUM Law is a proud sponsor of the Fall Regulatory and Compliance Webcast organized by the Portfolio Management Association of Canada (PMAC) on September 24. Click here to register for the event. We hope to (virtually) see you there and don’t forget to drop into our online booth for a chat.
