Month: May 2022

Bulletin | Star Wars Edition | May 2022

In this bulletin:  Shining a Spotlight on Fees – Total Cost Reporting is Here  Kicking Off a New Regime – Application for Recognition of New Self-Regulatory Organization  Investor Protection Funds in the Limelight – Application for Approval of the New...

CSA Staff Notice 25-503 – 2021 CSA Annual Activities Report on the Oversight of Self-Regulatory Organizations and Investor Protection Funds – The Show Must Go On

Despite the impending consolidation of IIROC and the MFDA discussed earlier in this bulletin, staff of the Canadian Securities Administrators (CSA) are required to assess both self-regulatory organizations (SROs) and their respective investor protection funds (IPFs)...

BLG’s Resource Corner

Our colleagues at BLG have written the following articles we thought might interest our readers: Ontario Court Grants Anton Piller Order in Cryptocurrency Heist Immediate and Permanent Changes to Canada’s Anti-Money Laundering Laws Mind Your Spreadsheets: Tips to...