We are delighted to welcome Vivek (Vik) Bali as Legal Counsel to AUM Law. Vik’s practice will focus on regulatory compliance. Before joining AUM Law, Vik articled and then worked in the KYC, Compliance and AML spheres at UBS Bank (Canada). Vik graduated from Osgoode Hall Law School in 2019. Before heading to law school, he earned a B.Sc. in Biochemistry from York University.
We are also thrilled to welcome Ayn Greaves as a Compliance Consultant at the firm. In her role, Ayn will be assisting our clients to navigate the complicated regulatory environment, including helping lawyers complete audits, questionnaires, AML reviews, policies and procedures reviews, and advising on risks. Prior to joining AUM Law, Ayn started her financial services career at IIROC, and since then has worked in various investment advisory, wealth management and banking firms, most recently as a Senior Manager in Regulatory Compliance at President’s Choice Bank. Ayn holds the Certification in Risk Management Assurance (CRMA) Designation.
March 31, 2022