Vivek (Vik) Bali

Bar Admission

Ontario (2020)

Vik’s practice focuses on regulatory compliance. Prior to joining AUM Law in 2022, Vik articled and then worked in the KYC, Compliance and AML spheres at UBS Bank (Canada). While at UBS, he worked on various matters dealing with registrant obligations and legal documents impacting clients in the asset management industry.


  • JD, Osgoode Hall Law School (2019)
  • B.Sc. (Biochemistry), York University (2014)

Professional Background

  • UBS Bank (Canada) (2019-2021)