Nov 29, 2024 | Canadian Investment Regulatory Organization (CIRO), Regulatory Compliance
The Canadian Investment Regulatory Organization (CIRO) is proposing reforms to its Arbitration Program. The Investment Industry Regulatory Organization of Canada (IIROC), one of CIRO’s predecessor organizations, had previously sought comments on the program, which...
Sep 27, 2024 | Canadian Investment Regulatory Organization (CIRO), Regulatory Compliance
On September 19, 2024, the Canadian Investment Regulatory Organization (CIRO) released its Annual Report for 2023-2024 (the Annual Report), alongside the inaugural Investor Advisory Panel (IAP) Annual Report (the IAP Report). These reports provide a comprehensive...
