In this bulletin:
- OSC’s Draft Statement of Priorities – Staying Secure
- Holding It Together – Summary Report for Investment Fund and Structured Product Issuers
- The Missing Piece? Proposal to Modernize the CIRO Arbitration Program
In Brief: Navigating the Proposed SEDAR+ System Fee Increases without Falling Apart ▪ From Threads to Seams: Delegation of Certain Registration Functions to CIRO ▪ Making Adjustments – Summary of CIRO Exemptions Granted
Important Reminders: Meeting the Deadline to File Reports of Exempt Distribution with Precision ▪ Delivery is Not Decorative – Guidance Regarding Disruption of Mail Services
BLG Resource Corner
Click the link to access a PDF of our full, monthly bulletin summarizing these recent developments. >> AUM Law Bulletin | Buttoned-Up Edition | November 2024