Apr 28, 2023 | Regulatory Compliance
On March 27, 2023, the Financial Services Regulatory Authority of Ontario (FSRA) released draft guidance (the Draft Guidance) for public consultation setting out FSRA’s approach to imposing Administrative Monetary Penalties (AMPs). The Draft Guidance is intended to...
Apr 28, 2023 | Regulatory Compliance
The Financial Services Regulatory Authority of Ontario (FSRA) receives advice from a consumer perspective from the Consumer Advisory Panel (CAP). In April, CAP released a report on its activities for the year ended December 31, 2022, which may be of interest to those...
