In this bulletin:
- Better Days Ahead: Proposed Amendments Regarding Diversity Disclosure
- AMPed for Spring: FSRA Proposes Guidance on Administrative Monetary Penalties
- FSRA Proposes Guidance to Cut Down Mortgage Fraud
- Three more Sakura Seasons, then Total Cost Reporting will be Required for the Year Ending December 31, 2026
- The OSC’s Egg-cellent Final Statement of Priorities
In Brief: New SRO Blossoms With Its New Name ▪ Busy Bees: FSRA Consumer Advisory Panel Annual Report ▪ Sunny CSA Report on SRO Oversight ▪ Time Flies: New SRO Proposes Amendments for T+1 Settlement
FAQ Corner
BLG’s Resource Corner
Click the link to access a PDF of our full, monthly bulletin summarizing these recent developments. >> AUM Law Bulletin | April Showers Edition | April 2023