In this bulletin:

  1. Better Days Ahead: Proposed Amendments Regarding Diversity Disclosure
  2. AMPed for Spring: FSRA Proposes Guidance on Administrative Monetary Penalties
  3. FSRA Proposes Guidance to Cut Down Mortgage Fraud
  4. Three more Sakura Seasons, then Total Cost Reporting will be Required for the Year Ending December 31, 2026
  5. The OSC’s Egg-cellent Final Statement of Priorities

In Brief: New SRO Blossoms With Its New Name ▪ Busy Bees: FSRA Consumer Advisory Panel Annual Report ▪ Sunny CSA Report on SRO Oversight ▪ Time Flies: New SRO Proposes Amendments for T+1 Settlement

FAQ Corner

BLG’s Resource Corner

Click the link to access a PDF of our full, monthly bulletin summarizing these recent developments. >> AUM Law Bulletin | April Showers Edition | April 2023