In this bulletin: Keeping Fit: OSC’s Investor Advisory Panel Releases Report Don’t Stress Out: We’ll Explain the Expansion of the Self-Certified Investor Prospectus Exemption IIROC Enforcement Report 2021-2022: Trends to Note All Work and No Play: CSA’s 2021-2022...
On September 7, AUM Law’s Bill Donegan will participate as a speaker at the TSAM Toronto panel on investment operations and optimizing compliance. August 16, 2022