Tag: trailing commissions

CSA Ban on Certain Trailing Commissions to Take Effect in June 2022

Sep 30, 2020 | Investment Funds, Regulatory Compliance

On September 17, the Canadian Securities Administrators (CSA) published final rule amendments (Amendments) to National Instrument 81-105 Mutual Fund Sales Practices (NI 81-105) and certain other instruments to prohibit: The payment of trailing commissions by members...

Tag: trailing commissions

CSA Ban on Certain Trailing Commissions to Take Effect in June 2022

https://aumlaw.com/wp-content/uploads/2020/03/00268628.pdf

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