Tag: Trading Rules

Not All Penguins Are Short: Short Selling in Canada Consultation

Jan 31, 2023 | Investment Funds, Regulatory Compliance

The Canadian Securities Administrators (CSA) and IIROC (as it was then known) released Joint CSA and IIROC Staff Notice 23-329: Short Selling in Canada (Staff Notice).The Staff Notice states that the CSA and IIROC believe it is time to review the regulatory framework,...

Tag: Trading Rules

Not All Penguins Are Short: Short Selling in Canada Consultation

https://aumlaw.com/wp-content/uploads/2020/03/00268628.pdf

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