Tag: technology modernization projects

Getting More for Less – OSC Proposes Amendments to Fee Rule

Jan 31, 2022 | Investment Funds, Regulatory Compliance

As the capital markets continue to evolve, the Ontario Securities Commission (the OSC) and its regulatory priorities have to change with them. The OSC charges market participants two types of fees: participation fees, which serve as a proxy for use of the Ontario...

Tag: technology modernization projects

Getting More for Less – OSC Proposes Amendments to Fee Rule

https://aumlaw.com/wp-content/uploads/2020/03/00268628.pdf

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