Jun 27, 2024 | BLG Resource Corner
Our colleagues at BLG have provided a variety of insights we thought might interest our readers: Thought Starters 2.0: Focused advice on tomorrow’s trending legal topics Freeland to taxpayers: Talk to the hand Court opens the door to a finding of fiduciary duty in...
Jan 31, 2024 | Canadian Investment Regulatory Organization (CIRO), Investment Funds, Regulatory Compliance
Introduction On January 25, 2024 the Canadian Investment Regulatory Organization (CIRO) published its long-awaited Position Paper on the matter of the payment of commissions to a private corporation. Historically, mutual fund dealers have been permitted to pay...
Aug 17, 2022 | Investment Funds, Regulatory Compliance
It’s been a year since we wrote about proposed draft regulations under Saskatchewan’s The Financial Planners and Financial Advisors Act. The title protection framework was initially based primarily on Ontario’s title protection framework, requiring approval for...
