Nov 30, 2023 | Canadian Investment Regulatory Organization (CIRO), Investment Funds, Regulatory Compliance
The Canadian Investment Regulatory Organization (CIRO) and the Canadian Securities Administrators (CSA) recently released Staff Notice 23-332 Summary of Comments and Responses to CSA/IIROC Staff Notice 23-329 Short Selling in Canada (the Staff Notice). The Staff...
Aug 31, 2023 | Investment Funds, Regulatory Compliance
Earlier this month, the Canadian Securities Administrators (CSA) released Staff Notice 24-319 that outlines their position and recommendations for the T+1 trade matching deadline to be included in National Instrument 24-101 Institutional Trade Matching and Settlement....
