Tag: strict supervision

OSC Revises Certain Registration Processes as Part of Its Burden Reduction Initiative

Apr 30, 2020 | COVID-19, Regulatory Compliance

April 15, the Compliance and Registrant Regulation (CRR) Branch at the Ontario Securities Commission (OSC) emailed registrants to indicate that it had enhanced and clarified its processes to lift close supervision and strict supervision terms and conditions (T&Cs)...

Tag: strict supervision

OSC Revises Certain Registration Processes as Part of Its Burden Reduction Initiative

https://aumlaw.com/wp-content/uploads/2020/03/00268628.pdf

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