Aug 17, 2022 | Events, News, Regulatory Compliance
On September 7, AUM Law’s Bill Donegan will participate as a speaker at the TSAM Toronto panel on investment operations and optimizing compliance. August 16, 2022
Jan 29, 2021 | Events, Investment Funds, News
On February 2, AUM Law’s Richard Roskies will participate as a speaker at the InvestorCOM webinar, to discuss Client Focused Reforms and Know Your Product provisions for investment dealers and their representatives. January 29, 2021
