Tag: short selling framework

CIRO Seeks Comments on Two Short Selling Proposals

Jan 31, 2024 | Canadian Investment Regulatory Organization (CIRO), Investment Funds, Regulatory Compliance

Earlier this month, the Canadian Investment Regulatory Organization (CIRO) released proposed amendments to the Universal Market Integrity Rules relating to the reasonable expectation to settle a short sale (Proposed Amendments). UMIR 3.3 would require a seller to have...

Tag: short selling framework

CIRO Seeks Comments on Two Short Selling Proposals

https://aumlaw.com/wp-content/uploads/2020/03/00268628.pdf

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