Tag: regulatory and technical skills

Things to Contemplate Post-Equinox: IIROC Releases Third Phase of Competency Profiles for Comment

Sep 27, 2022 | Investment Funds, Regulatory Compliance

In late August, IIROC released the final phase of its multi-year consultation to set base line competency profiles for all of its registration categories. This third phase deals with Supervisors, Traders, Associate Portfolio Managers and Portfolio Managers and...

Tag: regulatory and technical skills

Things to Contemplate Post-Equinox: IIROC Releases Third Phase of Competency Profiles for Comment

https://aumlaw.com/wp-content/uploads/2020/03/00268628.pdf

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