Tag: proficiency regime

A Book a Day Keeps the Monsters Away – IIROC Requests Expressions of Interest for Enhanced Proficiency Regime

Oct 31, 2022 | Investment Funds, Regulatory Compliance

Earlier this month, the Investment Industry Regulatory Organization of Canada (IIROC) released a request for Expressions of Interest for potential future vendors who wish to provide educational services in connection with IIROC’s proficiency regime. IIROC has already...

Tag: proficiency regime

A Book a Day Keeps the Monsters Away – IIROC Requests Expressions of Interest for Enhanced Proficiency Regime

https://aumlaw.com/wp-content/uploads/2020/03/00268628.pdf

Categories

Latest News