Tag: monetary administrative penalties

Québec Consults on the Complaint Handling Process

Sep 30, 2021 | Investment Funds, Regulatory Compliance

On September 9, the Autorité des marchés financiers (AMF) released a draft regulation relating to the processing of complaints in the financial sector in Québec. It is intended to create a common set of rules and practices for the fair processing of complaints, and...

Tag: monetary administrative penalties

Québec Consults on the Complaint Handling Process

https://aumlaw.com/wp-content/uploads/2020/03/00268628.pdf

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