Sep 27, 2022 | Investment Funds, Regulatory Compliance
In the Canadian Securities Administrators’ (CSAs’) ongoing efforts to reduce regulatory burden and better provide for cost-effective capital raising mechanisms, the CSA has developed the Listed Issuer Financing Exemption (Exemption), a prospectus exemption aimed at...
Sep 27, 2022 | BLG Resource Corner
Our colleagues at BLG have provided the following insights we thought might interest our readers: No prospectus, no problem: the Listed Issuer Financing Exemption allows for free trading securities without a prospectus Cyber liability insurance exclusions: Is this...
Aug 31, 2021 | Corporate Finance, Investment Funds, Regulatory Compliance
On July 28, 2021, the Canadian Securities Administrators (CSA) announced a proposed new prospectus exemption for issuers listed on a Canadian stock exchange. The proposal is in response to comments received from CSA Consultation Paper 51-404 Considerations for...
