Tag: issuers

Updating and Maintaining SEDAR+ Profiles

The System for Electronic Document Analysis and Retrieval (SEDAR+), is the web-based system that is now used to file, disclose, and search for information regarding firms in Canada’s capital markets. SEDAR+ includes extended search capabilities, access to historical...

BLG’s Resource Corner

Our colleagues at BLG LLP have written a number of thought-provoking articles our readers may be interested in, including the following: Understanding the Canadian Investment Regulatory Organization (CIRO): A quick primer OSC issues new summary report with guidance...

OSC Releases Annual Summary Report for Dealers, Advisers and IFM

On July 27, 2023, the Ontario Securities Commission (OSC) released its annual report outlining the work staff conducted in 2022/23 (to date). The report has four parts, outlining the OSC’s (i) education and outreach to registrants; (ii) regulatory oversight activities...

Bulletin | Get Ready for Warmer Weather Edition | April 2022

In this bulletin: A Matter of Time: FSRA Consultation on Licensing Requirements for Mortgage Agents and Brokers It’s Still Ongoing – OSC Continues with its Conflict of Interest Focused Reviews Improved ESG Disclosure in Scope as CSA Targets Changes to National...

Bulletin | Daylight Saving Time Debate Edition | March 2022

In this bulletin: A Matter of Time: FSRA Consultation on Licensing Requirements for Mortgage Agents and Brokers FSRA Releases New Approach Guidance for Principles – Based Regulation at All Times Make Time for IIROC’s Compliance Priorities Report A Devil of a Time:...