Tag: IRC Reports

OSC Staff Summary Report for Investment Fund and Structured Product Issuers

Sep 28, 2023 | Client-Focused Reforms (CFRs), Investment Funds, Regulatory Compliance

On September 13, 2023, the Ontario Securities Commission (OSC) published Staff Notice 81-734 Summary Report for Investment Fund and Structured Product Issuers (the IFM Report). The IFM Report provides an overview of the key operational and policy initiatives of the...

Tag: IRC Reports

https://aumlaw.com/wp-content/uploads/2020/03/00268628.pdf

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