Tag: investor advocates

Review of IIROC Arbitration Program – No Camouflage

Jan 31, 2023 | Investment Funds, Regulatory Compliance

IIROC released a consultation paper in December regarding its arbitration program, which was last reviewed in 2011. The program requires investment dealers to participate in binding arbitration to settle disputes upon the request of a client. The consultation is a...

Tag: investor advocates

Review of IIROC Arbitration Program – No Camouflage

https://aumlaw.com/wp-content/uploads/2020/03/00268628.pdf

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