Apr 24, 2024 | Mortgage and Real Estate Investment Vehicles, Regulatory Compliance
The Financial Services Regulatory Authority of Ontario (FSRA) recently released its 2024-27 Annual Business Plan (Plan) setting out its core strategy for the next three fiscal years. The Plan incorporates FSRA’s priorities and objectives, risk identification,...
Jan 31, 2024 | BLG Resource Corner
Our colleagues at BLG have provided the following insights we thought might interest our readers: New trust reporting rules are now in effect Canada’s Anti-Spam Legislation – 2023 Year in Review Is the printed prospectus dead? CSA to implement access model for...
Dec 21, 2023 | Investment Funds, Regulatory Compliance
The Systemic Risk Committee of the Canadian Securities Administrators recently released results from its second annual systemic risk survey provided to market participants. This year, the survey was completed by 489 investment dealers and portfolio managers between...
Nov 30, 2023 | Investment Funds, Mortgage and Real Estate Investment Vehicles, Regulatory Compliance
On October 10, 2023, the Financial Services Regulatory Authority of Ontario (FSRA) launched a public consultation on its proposed 2024-2025 Statement of Priorities (SoP) and budget. The objective of the consultation is to obtain feedback from stakeholders, including...
