Tag: customer disclosure

Shooting for the Stars – FSRA Proposes to Eliminate DSCs for Segregated Funds

Nov 30, 2022 | Investment Funds, Regulatory Compliance

On November 25, the Financial Services Regulatory Authority of Ontario (FSRA) proposed amendments to the existing Unfair or Deceptive Acts or Practices (UDAP) Rule. The amendments would eliminate deferred sales charges (DSC) on new segregated fund contracts effective...

Tag: customer disclosure

Shooting for the Stars – FSRA Proposes to Eliminate DSCs for Segregated Funds

https://aumlaw.com/wp-content/uploads/2020/03/00268628.pdf

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