Tag: custody requirements

FAQ Corner: Does a pooled fund that invests in an underlying fund require a custodian for the securities of the underlying fund?

Jan 29, 2021 | FAQs, Investment Funds

Answer: In June 2018, amendments to the custody requirements in NI 31-103 came into force (the “Custody Amendments”). The Custody Amendments include an exception from the requirement to retain a qualified custodian for securities that are recorded on the books of the...

Tag: custody requirements

FAQ Corner: Does a pooled fund that invests in an underlying fund require a custodian for the securities of the underlying fund?

https://aumlaw.com/wp-content/uploads/2020/03/00268628.pdf

Categories

Latest News