Tag: AR-CRMs

CSA Members Say They’ve Made It Easier to Register Client Relationship Management Specialists

Jun 30, 2020 | Regulatory Compliance

On June 10, the Canadian Securities Administrators (CSA) announced steps, effective immediately, to make it easier for advising representatives (ARs) of portfolio managers (PMs) to register as client relationship management (CRM) specialists. Until now, CSA members...

Tag: AR-CRMs

CSA Members Say They’ve Made It Easier to Register Client Relationship Management Specialists

https://aumlaw.com/wp-content/uploads/2020/03/00268628.pdf

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