Tag: aging investors

OSC Research Study Offers Suggestions to Help Investment Industry Get Trusted Contact Person Information from Clients

Dec 11, 2020 | Investment Funds, Regulatory Compliance

Earlier this year, the Canadian Securities Administrators proposed amendments that will require registrants to take reasonable steps to obtain the name and contact information of a TCP from their clients, as well as the client’s written consent to contact the TCP in...

Tag: aging investors

OSC Research Study Offers Suggestions to Help Investment Industry Get Trusted Contact Person Information from Clients

https://aumlaw.com/wp-content/uploads/2020/03/00268628.pdf

Categories

Latest News