Aug 31, 2021 | Client-Focused Reforms (CFRs), FAQs
Answer: While some are breathing a (small) sigh of relief as the deadline for complying with the conflict-of-interest provisions of the Client Focused Reforms has passed, it is time to consider how prepared your firm is for the next phase of the CFR amendments, coming...
Jun 30, 2021 | Investment Funds, Regulatory Compliance
A friendly reminder that Ontario businesses with 20 or more employees must file a prescribed Accessibility Compliance Report due today, June 30, 2021. The purpose of the Report is to determine compliance with the accessibility requirements of the Accessibility for...
