In this bulletin:
- Regulatory Highlights of 2019
- Reminder: Investment Funds Have a January 30 Deadline to File Reports of Exempt Distribution
- Syndicated Mortgages Swept up in Regulatory Reform
- OSC Diverges from CSA on Deferred Sales Charge Options
In Brief: CSA to Review Regulatory Framework for IIROC and MFDA ▪ OSC Publishes 2019 Corporate Finance Branch Report
News & Events: New AUM Law Website Coming in 2020
Click the link to access our bulletin summarizing these recent developments. >> AUM Law Bulletin – Winter Wonderland Edition – December 2019