In this bulletin:

  1. Fundamental Changes Coming to Registrant-Client Relationship, if the CSA Has Its Way
  2. CSA Consults a Second Time on Business Conduct Rules for OTC Derivatives
  3. Pursue Best Execution for Your Clients, or Else
  4. CSA Staff Publish Follow-up Guidance on Token Offerings
  5. Federal Government Proposes Changes to AML/ATF Regime
  6. Why Invest in Investment Policy Statements?
  7. OSC Approves No-Contest Settlement with IPC Dealers

In Brief: OSC Report Sheds Light on Financial Consumers’ Understanding of Cryptoassets ● MFDA Publishes 2018-2022 Strategic Plan

> News & Events

Click the link to access our bulletin summarizing these recent developments. >> AUM Law Bulletin – Heatwave Edition – June 2018