Bulletin | Wants and Needs | May 2018

In this bulletin:

  1. CMRA Delay
  2. New Custody Rules for Prospectus-Exempt Funds Come into Force on June 4
  3. Tiffin Ruling on Promissory Notes as Eagerly Anticipated as the Royal Wedding
  4. Synchronized (Crypto) Sweeping
  5. You Can’t Always Get What You Want … Even in a Settlement Agreement
  6. CCIR, CISRO and FSCO Propose Guidance on Fair Treatment of Customers
  7. Tell the MFDA What You Think about Expanded Cost Reporting

In Brief: CSA Proposes to Extend the Post-Trade Transparency Requirements for Debt Securities ● MFDA Proposes Principles-Based Sanction Guidelines ● Good Riddance…One of These Days: CSA Gives an Update on Project RID for Investment Funds

> News & Events

Click the link to access our bulletin summarizing these recent developments. >> AUM Law Bulletin – Wants and Needs – May 2018