In this bulletin:

In Brief: CSA Revises Its Pot Policy

  1. It’s a Family Affair, or Is it? Registration Considerations for Family Offices
  2. Get Ready for the RAQ
  3. Personal Trading Reviews
  4. CSA Revises Its Guidance on Reporting Obligations Related to Suppression of Terrorism and Canadian Sanctions (STCS)
  5. Have Your Say on Canada’s AML/ATF Regime
  6. OSC Getting Real About Real Estate
  7. OSC Seeks to Clarify How Whistleblower Policy Applies to In-House Counsel
  8. Fintech Regulation: A Myriad of Things
  9. IOSCO Updates Its Recommendations for Liquidity Risk Management by Investment Funds

> News & Events

Click the link to access our bulletin summarizing these recent developments. >> AUM Law Bulletin – We’re Not Kitten Around – February 2018