Did you know….Clint Eastwood was born on this day in 1930? Though Eastwood’s recent career has been characterized by “get off my lawn” rants, in the 60’s he was the break-out star of Sergio Leone’s spaghetti westerns, particularly the cult classic The Good, The Bad and the Ugly.

The Good, the Bad and the Ugly could also characterize the results of recent regulatory compliance sweeps, as demonstrated by the CSA’s recent Staff Notice 31-350 and the ASC’s recent EMD review. We will discuss this and much more in this month’s AUM Bulletin.  We hope it makes your day.

In this bulletin:

In Brief:   Common Reporting Standard ● T+2 Is Upon Us ● AML Alert ● Attention Cayman Master-Feeder Fund Structures!

  1. Compliance Sweeps Reveal Room for Improvement
  2. No Love for the BIS
  3. Border Patrol – Privacy Edition
  4. Canada’s Anti-Spam Legislation (CASL): Crystalize Your Consent
  5. Are Key Changes to Ontario’s Employment Law Regime Coming Down the Pipe?

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Click the link to access our bulletin summarizing these recent developments. >> AUM Law Bulletin – The Good, the Bad and the Non-Compliant – May 2017