In this bulletin:

In Brief: Amendments to Derivative Data Reporting ● Whistleblower Policy in Effect

  1. 2016 OSC Compliance and Registrant Regulation Report
  2. Adding an Online Platform to Your Existing Registrant
  3. More 31-103 and 33-109 Amendments
  4. OSC Proposes New Rule for Out-Of-Province Distributions
  5. Additional Consultations on Non-Centrally Cleared Derivatives
  6. CRTC Publishes Enforcement Advisory on CASL Consent Records
  7. Help Us Help You
  • Frequently Asked Questions
  • News & Upcoming Events

Click the link to access our bulletin summarizing these recent developments. >> AUM Law Bulletin Regulatory Rush July 2016