Bulletin | January 2016

In this bulletin

OM and Crowdfunding Exemptions ● Outsourced CCOs ● Referral Arrangements

1. Risk Classification for Use in Fund Facts
2. Proposed Transition to Cooperative Capital Markets Regulatory System
3. Notifying Regulators of Corporate Changes
4. General Partners, Registrants and Ownership Chart Reporting
5. Investment Dealer Exemption Announced
6. Are you Relying on Section 8.6?
7. More Fun for Exempt Market Filings in Canada

Click the link to access our bulletin summarizing these recent developments. >> AUM Law Bulletin January 2016