As you enjoy your down time on docks and beaches, we are pleased to send you what we hope is a helpful summer update:

  1. New Regulatory Notices
  2. Long-Awaited Anti-Money Laundering Regulations Released for Comment and Review
  3. OSC Corporate Finance Branch Report on Prospectus Exemptions and Crowdfunding Regime
  4. OSC Staff Notice 81-728 Use of “Index” in Investment Fund Names and Objectives
  5. OSC Report on Mutual Fund Practices Relating to Portfolio Liquidity
  6. CSA Staff Notice on Continuous Disclosure
  7. OSC to Review Compliance with OTC Derivatives Rules
  8. CASL Year in Review

Click the link to access our bulletin summarizing these developments. >> AUM Law Bulletin – Dog Days of Summer – July 2015