“You are as welcome as the flowers in May,” wrote playwright Charles Macklin. Likewise, we hope you welcome our May bulletin apprising you of the newest regulatory developments:

  1. New Regulatory Notices
  2. Beware and Prepare: Cybersecurity and the OSC
  3. Recent SEC Developments
  4. 81-102 Funds: Rehypothecation of Securities
  5. Comments on OSC Statement of Priorities
  6. Changes to Registered Firms or Individuals’ Information

Click the link to access our bulletin summarizing these developments. >> AUM Law Bulletin May Flowers May 2015