With the beginning of a new year, you may have resolved to break a habit, get into better shape or turn over a new leaf in some way. Along with those aspirations, you will also want to remain aware of the following new developments and requirements for registered firms:
- Late Fee Amnesty for Certain Outside Business Activities
- Registered Firms that Distribute Products Through Third-Party Dealers
- Trustees as Permitted Individuals
- Extension of Certain CRM2 Timelines
Click the link to access our bulletin summarizing these developments. >> AUM Law Bulletin Kicking Off 2015 January 2015
Cliquez ici pour la version française. >> Coup d’envoi de 2015