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Bulletin | Summer – We’re Halfway There! Edition | June 2021
In this month’s bulletin we discuss a few important deadlines approaching quickly, a number of new important regulatory requirements regarding the CFRs and the AODA’s compliance report.
Lexology Recognizes AUM Law Again for Thought Leadership in Our Publications
Did you know that AUM Law makes our bulletins available through Lexology, a resource that aggregates and organizes legal updates, analysis...
IIROC and FINRA Publish Their Compliance Priorities for 2020
On December 20, 2019, the Investment Industry Regulatory Organization of Canada (IIROC) published its annual compliance report, which...
Disclosure Expectations for Crypto Asset Reporting Issuers
On March 11, 2021, the Canadian Securities Administrators (CSA) published guidance to improve the quality of disclosure for crypto asset...
CSA Consults on Access Equals Delivery Model for Disclosure Documents
On January 9, the Canadian Securities Administrators (CSA) published Consultation Paper 51-405 Consideration of an Access Equals Delivery...