In this bulletin:

  1. CSA Finalizes Amendments to Syndicated Mortgages Regime, While OSC and FSRA Publish Local Rules and Guidance for Comment
  2. FSRA Consults on Rules and Guidance for the Use of Financial Advisor and Financial Planner Titles
  3. Ontario Consults on on Potential Reforms to Privacy Legislation
  4. CSA Publishes Research Report on How CRM2 Reforms and Mutual Fund Point-of-Sale Rules Have Affected Investor Knowledge, Attitudes and Behaviour

In Brief: CSA Raises the Bar on Threshold for Business Acquisition Reports ▪ SEC’s Risk Alert on COVID-Related Compliance Risks Is Instructive for Canadian Registrants ▪ Wealthsimple to Test Crypto Asset Trading Platform in CSA’s Sandbox ▪ NASAA Task Force Targets COVID-19 Fraudsters

News and Events: PMAC Fall Regulatory and Compliance Webcast – September 24

Click the link to access a PDF of our full, monthly bulletin summarizing these recent developments. >> Monthly Bulletin | Work from Wherever Edition | August 2020