In this bulletin:
- Interview with Richard Roskies regarding Client Focused Reforms and Know-Your-Product Provisions
- Outside Activities 2.0: Potential Burden Reduction Comes to Reporting of Registrant Information
FAQ Corner: Activities 2.0: Potential Burden Reduction Comes to Reporting of Registrant Information
In Brief: CSA to Release Recommendations on SRO Framework ▪ Some Provincial Regulators Say Modernization Task Reforms Could Hurt Harmonization ▪ British Columbia Securities Commission to Contact Clients Directly
Click the link to access a PDF of our full, monthly bulletin summarizing these recent developments. >> Monthly Bulletin | Winter’s End Edition | February 2021