In this bulletin:
- Conflicts of Interest Rally – Audit Sweep Update
- Summer is Here! And So Are the Amendments to NI 31-109 and NI 33-103
- New Proposed Climate Risk Management Guideline: Will OSFI’s Next Step Be an Ace?
In Brief: CSA Has a Game Plan – 2022-2025 CSA Business Plan ▪ Not Yet Game, Set, Match – Additional OTC Derivatives Proposals ▪ No Interference – IIROC Sets Priorities for 2023 ▪ Got Game? Independent Evaluation of OBSI Released
Important Reminders: Succession Planning – Avoiding No Man’s Land ▪ Don’t Double Fault: F4 Updates and Exempt Trade Reports Take Time
BLG’s Resource Corner
Click the link to access a PDF of our full, monthly bulletin summarizing these recent developments. >> Monthly Bulletin | Wimbledon Edition | June 2022