In this bulletin:
- Getting to the Root of Continuous Disclosure for Investment Funds: Proposed Modernization
- Nurturing Compliance: CSA Publishes FAQ on Derivatives Business Conduct Rule
- OSC Study on Ripening Changes of AI in Retail Investing
In Brief: Fruitful Updates in CIRO’s Annual Report ▪ Seeds of Change: CIRO Updates Rule Consolidation Progress
Important Reminders: Pruning the Process: Surrendering Registration
BLG Resource Corner
Click the link to access a PDF of our full, monthly bulletin summarizing these recent developments. >> AUM Law Bulletin | The Apple Orchard Edition | September 2024