In this bulletin:
- Wakeup Call: CIRO Compliance Priorities for 2024
- Avoiding Nightmares – Updates to CSA Staff Notice on ESG Guidance for Funds
- Sleeping Soundly by Dealing with Fee Arrangement Conflicts
- Keepin’ up with KYP (or, How to Sleep Like a Baby)
In Brief: Keeping the Lights on: FSRA Releases Proposed Mortgage Licensing Suitability Guidance ▪ No Time for a Power Nap: Additional FINTRAC Sanctions to Action ▪ CSSB Proposed Disclosures for Night Owls ▪ From Pillows to Penalties – Requirements re WFH for Registrants
Important Reminders: Filing Registrant Financial Statements by April 1 to Rest Assured ▪ Counting Sheep and Filing Fees: Follow Up re SEDAR+ Profile Updates
BLG Resource Corner
Click the link to access a PDF of our full, monthly bulletin summarizing these recent developments. >> AUM Law Bulletin | Sweet Dreams Edition | March 2024